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Duty of An Investment Advisor
WHAT DOES IT MEAN TO BE A FIDUCIARY? According to The Investment Adviser Association’s Standards of Practice, “As a fiduciary, an investment adviser has an affirmative duty of care, loyalty, honesty and good faith to act in the best interests … Continue reading
Posted in Standards
Tagged advisory relationship, affirmative duty, best execution, Fiduciary, Financial adviser, Financial Industry Regulatory Authority, FINRA, independent financial advice, Investment Adviser Association, Investment Advisers Act of 1940, Registered Investment Adviser, Registered Investment Advisor, Relationship, RIA, Securities Exchange Act of 1934, Trust, VIP Advisors
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